Middle Office
Integrated tools for monitoring investment compliance and performance returns
The Fundamental Portfolio Manager Middle Office utilises modern technology to provide fully integrated solutions for Regulatory and Client Mandate Compliance, Performance Measurement (Time Weighted returns), General Ledger, Client Report packs and CRM capabilities
The Middle Office is fully integrated with the market leading FPM Back Office providing for accurate real-time compliance. performance measurement and client reporting
FPM Middle Office provides seamless and cost-effective solutions that help Investment firms to efficiently manage the increasingly complex requirements of regulators and clients
Features include:
Post Trade Compliance
- Compliance monitoring with automated checks and notifications of Breaches and Warnings
- Flexible rule builder to configure regulatory and mandate compliance rules
- Breach analysis with ability to drill-down to underlying data and calculations
- Caters for Regulatory and Client Mandate type rules including Reg 28, UCITS and CISCA rule sets
Performance Measurement
- Reports TWR at any classification level including portfolio, instrument, sector and class for any date range as well as consolidated returns across groups of portfolios
- Includes comparisons to benchmarks and Contribution to Return Attribution reporting
- User defined instrument classifications provide for further flexible reporting levels
Client Reporting
- Build Report Packs and automatically generate and distribute via email, FTP etc. in various formats (excel, pdf etc.)
- FPM data-sources (APIs) allow Clients to easily extract data and embed customized reports into FPM
CRM capabilities
- FPM’s Client Data Management (CDM) Module provides CRM capabilities for the Wealth Manager that allows the maintenance of CRM type data to help manage external relationships and track information relevant to your business and clients
- User defined Entities such as Client, Person, Accountant, Tax Advisor, Beneficiary can be added with customisable Entity Attributes such as Name, ID Number, Tax Number, Tax Residency, Client Type, Contact Details and Risk Profiling data. Custom data fields track information relevant to your business
- FPM also provides for Document Management keeping track of and versioning important client related documents
General Ledger
- Integrated General Ledger reporting including balance sheet, income statement and Trial Balance as well as a flexible Chart of Accounts for seamless interfacing to a corporate GL
